NWT Institutional Services |
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SELECT PRODUCTS & SERVICES |
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NWT Financial Group Management Team |
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Developing a Comprehensive Institutional Network |
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At
NWT, we understand how critical the right personnel are
to your success as an independent representative.
With
this in mind, we have put together an experienced and
dedicated management team to assist in every aspect of
your professional business throughout your relationship
with our firm.
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More Information |
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NWT Financial at a glance |
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[PDF / 5 pages / 245 KB] |
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David E. Niederkrome |
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Chief Executive Officer and President |
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Mr. Niederkrome
is the co-founder and currently serves as the
President and CEO of NWT Financial Group,
LLC., a NASD/SIPC registered broker dealer
headquartered in the Seattle, Washington
area. Dave currently hold the series 7,63,
24, and 55 NASD licenses. Dave graduated from
Kansas State University with a B.S. degree in
Finance and minor in accounting.
Dave brings over
15 years of experience in the securities
brokerage, investment banking, trust banking,
and lending industries to NWT Financial
Group. His extensive financial background
brings experience, diversity, and hard work to
the forefront of NWT. Integrity and clients’
well being has always been the cornerstone of
Mr. Niederkrome’s operating principals.
In addition to
NWT Financial Group, Niederkrome is also a
co-founder and managing director of PenDex
Advisors, LLC., an investment advisory firm
and “sister” company to NWT. Dave shares the
philosophy of the other Pendex members in
taking comprehensive approach to wealth
creation, preservation, growth, and
enjoyment. The importance of client profile
analysis, proper risk assessment, and
appropriate investment strategies and
diversification are key attributes of Mr.
Niederkrome’s wealth building approach to
client account management. |
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John Jessum |
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Head of Marketing & Sales |
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John
Jessum is a co-founder and currently serves as head of
marketing and sales for NWT Financial Group, LLC. Having
graduated from Syracuse University at their Utica
College Campus, Jessum obtain a BS in journalism and
public relations. Having spent over seven years in
Japan, he is bilingual and involved in NWT’s expansion
to overseas markets and acts as a liaison for those who
wish to maintain accounts in the States.
Experienced as an equity
and futures trader, Jessum currently maintains series 7,
63, 24 and 3 licenses. |
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Scott Baker |
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Chief Operations Officer |
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Co founding partner Scott Baker has been a business
owner for over 20 years and brings a depth of
knowledge and expertise as NWT Financial Group’s
chief operations officer. Scott became involved
directly with the equity markets over ten years ago,
working as a direct market access educator and stock
trader. Scott also heads up the real estate
development initiative arm and is responsible for
new projects involving land acquisition and
development.
Scott holds a BA in
business administration from Central Washington
University and currently maintains a series 7 and 63
designation. |
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Jeff Champine |
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Vice President, Floor Operations |
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Jeff, a Washington State native, attended Shoreline
Community College in accounting. In 1999, after
being in and out of the stock market and dealing
with full service brokers, Jeff again showed his
entrepreneurial spirit when he sold his business and
began a career in the financial markets.
NWT Financial Group is
proud to have Jeff Champine serve as the Floor
Operations Manager. His wealth of experience is a
tremendous asset to aid our registered
representatives and clients in new client account
setup, trading platforms, client order execution,
daily sheets, and margin accounts. |
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Brent Bergh |
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Vice President, Information Services |
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Brent graduated in 1997 from Augustana College in
Sioux Falls, SD with a Bachelors of Science Degree
in Accounting and passed the Certified Public
Accounting (CPA) exam in 1999. Prior to entering
the securities industry, Brent worked as an auditor
for a public accounting firm and gained customer
service experience with Citibank Credit Card
division.
For the past seven
years, Brent Bergh has served NWT Financial Group as
an integral part in establishing and maintaining
several software platforms for investment executions
and communication. With his first-hand market
knowledge and experience, Brent is on the front
lines of customer service dealing with traders and
investors; actively monitoring the markets
throughout the day. Brokers and clients may easily
access Brent on a direct line, as he is both swift
and efficient in placing orders and reconciling
specific client issues. Brent remains a pivotal and
important component of an effective team dedicated
to providing the very best in personalized customer
service. |
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Rudie
Rodgers |
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Chief Compliance Officer |
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Rudie Rodgers graduated from Louisiana Tech
University with Bachelor of Science degrees in
Finance and Accounting. In 1990, Rudie joined a
group of investment professionals in founding a
stand-alone trust company, Argent Financial Group
Inc., and served as Executive Vice-President of the
brokerage subsidiary, Argent Advisors
In 2006, Rudie joined
in the creation of NWT Financial Group, LLC., an
NASD / SIPC registered broker dealer to serve as
Chief Compliance Officer.
Rudie brings almost 30
years of investment experience across the broad
spectrum of investment vehicles and strategies to
add to the base concepts that NWT offers to assist
both registered representatives and clients.
Rudie Rodgers is also
the founder and Managing Director of PenDex
Advisors, LLC., a fee-based investment advisory
company designed to take advantage of a unique and
comprehensive approach to portfolio management in
balancing capital appreciation with wealth
preservation in rising and falling markets. He also
sees his role as helping people make well-informed
decisions about their personal finances - providing
greater financial independence and peace of mind. |
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